Kip Moran

Managing Consultant

Kip is an accomplished chief compliance executive with over 30 years of experience in overseeing and leading organizations' regulatory and operational compliance. Before founding Moran Compliance, he was most recently the Chief Compliance Officer for AJO, a Philadelphia-based quantitative equity asset manager that sponsored and advised private funds, separate accounts, and U.S and foreign investment companies. AJO’s most recent SEC examination resulted in no deficiencies or comments.

Prior to AJO, Kip was the Fixed Income Compliance Manager at Deutsche Asset Management. He managed a compliance team responsible for monitoring over $140B in fixed-income assets, including stable value, bond index, active bond, specialty fixed income, high yield, municipal bond, and insurance mandates. Prior to Deutsche, Kip was a Senior Securities Compliance Examiner/Senior Staff Accountant in the Philadelphia Office of the U.S. Securities and Exchange Commission. He managed over 150 comprehensive regulatory examinations of investment companies, investment advisors, private funds, fund administrators, and affiliated transfer agents for over seven years.