Why work with Moran Compliance Consulting LLC?
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Sure, we have lots of SEC and regulatory experience (over 150 exams!) working with a variety of investment advisers, private funds, and mutual funds but so do many other firms.
We break compliance failures down into three main reasons:
Not doing something you represent you are doing
Not doing something you should be doing
Technical compliance issues
The first is easy to remedy, the second requires a breadth of regulatory and compliance knowledge, and the third requires a regulatory expert.
At Moran Compliance Consulting LLC, we use our deep industry knowledge to help your firm develop streamlined solutions to meet your compliance obligations all while helping to achieve your business goals. We partner with your firm to ensure your compliance requirements are complete and accurate. Rather than charge expert rates and hire junior staff for engagements, Moran Compliance Consulting only uses seasoned compliance professionals.
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